Financial Advisors and/or SWAP Advisors

Solicitation #:7576
Issue Date:09/30/2021
Proposal Due:10/29/2021 - 5:00 PM
Classification:Professional Services
Type:Request for Proposal (RFP)
Status:Archived
Contract Terms
4 years with one (1) year renewal option
Location Where Goods to be Delivered or Service Performed
Albany, NY

The Dormitory Authority State of New York (DASNY) is soliciting proposals from qualified firms with relevant experience to serve as Financial Advisors for DASNY. Services anticipated to be provided by the Financial Advisor may include bond pricing and marketing assistance and analyzing new products and structures.

DASNY is also soliciting proposals from qualified firms with relevant experience to serve as Swap Advisors in connection with the use by DASNY of the Interest Rate Exchange Agreements. Services anticipated to be provided by the Swap Advisor may include advising and assisting with the implementation of any negotiated or competitive process for the procurement, termination or modification of swaps.

Firms interested in responding to this solicitation may access the RFP and related documents from DASNY’s website at https://www.dasny.org/opportunities/rfps-bids/professional-services. The deadline for responses to the RFP is 5:00pm on October 29, 2021. Responses received after this date will not be accepted.

In accordance with State Finance Law § 139-j and § 139-k, this solicitation includes and imposes certain restrictions on communications between Dormitory Authority personnel and an Offerer during the procurement process. The designated staff for this procurement is Rachel Scaccia, Email: [email protected]). Contacts made to other Dormitory Authority personnel regarding this procurement may disqualify the Offerer and affect future procurements with governmental entities in the State of New York.  Please refer to the Authority’s website (www.dasny.org) for Authority policy and procedures regarding this law, or the OGS website (www.ogs.state.ny.us/aboutogs/regulations/defaultAdvisoryCouncil html) for more information about this law. All proposers, domestic and foreign, must be in compliance with New York State business registration requirements. Contact the NYS Department of State regarding compliance. In addition, business entities proposing to provide professional engineering services must obtain a Certificate of Authorization to Provide Engineering Services in New York State from the State Education Department.  Proposals must be submitted in the full legal name of the proposer, or the full legal name plus a registered assumed name of the proposer, if any.

Service-Disabled Veteran-Owned Set Aside: No

Minority Owned Sub-Contracting Goal: 0%

Women Only Sub-Contracting Goal: 0%

Service-Disabled Veteran Owned Business Contracting Goal: 0%

Primary Contact

Rachel Scaccia

Contract Administrator

DASNY

Professional Services

515 Broadway

Albany, NY 12207

United States

Email: [email protected]

Submit To Contact

Rachel Scaccia

Contract Administrator

DASNY

Professional Services

515 Broadway

Albany, NY 12207

United States

Email: [email protected]

Company Name Contact Name Phone Email Website Fax Designation Goods/Services
Article Accumulation 5135331308
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
  • Disadvantaged Business Enterprise (DBE)
  • Equal Employment Opportunity (EEO)
Acacia Financial Group, Inc. Patti Whelan 8562342266 [email protected] www.acaciafin.com 856-234-6697
  • Women Owned Business (WBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • Equal Employment Opportunity (EEO)
Financial Advisory Services
AMF Electric Andrew Fisher (212)-918-1952 [email protected] https://amfelectricalcc.com/ (718)-942-5703
  • Minority Owned Business (MBE)
We are an innovative electrical contracting and engineering firm, specializing in design and installation of commercial, institutional, and mix-use facilities. AMF Electrical Contracting Corp provides a wide range of licensed electrical services to commercial and residential customers. The company utilizes the latest technology systems to aid in the installation of all electrical contract projects. Our focused approach to every project and our willingness to get the job done right the first time sets us apart from our competitors.
AMF Electric Andrew Fisher 2129181952 [email protected] https://amfelectricalcc.com/ (718)-942-5703
  • Minority Owned Business (MBE)
We are an innovative electrical contracting and engineering firm, specializing in design and installation of commercial, institutional, and mix-use facilities. AMF Electrical Contracting Corp provides a wide range of licensed electrical services to commercial and residential customers. The company utilizes the latest technology systems to aid in the installation of all electrical contract projects. Our focused approach to every project and our willingness to get the job done right the first time sets us apart from our competitors.
AP Cohen Consulting Ashley Cohen 7189307391 [email protected] www.apcohenconsulting.com
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
Project & Program Management
General Construction
HVAC
Supplier
Roofing
Negotiations & Contracts
Backstrom McCarley Berry & Co., LLC Leonard Berry 415-857-6102; 415-505-8038 (Cell) [email protected] www.bmcbco.com 415-392-5276
  • Minority Owned Business (MBE)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • Disadvantaged Business Enterprise (DBE)
Backstrom McCarley Berry & Co., LLC Jesse Ortega 6467532967 [email protected] http://www.bmcbco.com/
  • Minority Owned Business (MBE)
  • Disadvantaged Business Enterprise (DBE)
Co- Municipal Advisor
Blue Rose Capital Advisors Sam Gruer 9527466050 [email protected]
Bright Bay Advisors, LLC Elizabeth Hill 5169938670 [email protected] brightbayadvisors.com 5162087808
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
MSRB-registered municipal advisor. Provide analysis of and recommendations for best practices in disclosure. Also offer consulting for financial and operational improvement.
Building Trades Association France Rosales 8003267800 [email protected] https://buildingtrades.com
Caring Homes for the Homeless, inc. Shacora T Gordon 4754494556 [email protected] https://caringhomesforthehomeless.com
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
  • Disadvantaged Business Enterprise (DBE)
  • Equal Employment Opportunity (EEO)
none
Carpentry & Millwork Inc. Kadeem Drysdale 914-843-9970 [email protected] https://www.cmillworkny.com/ 914-363-3069
  • Minority Owned Business (MBE)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • Disadvantaged Business Enterprise (DBE)
Architectural Woodworking, Finish Carpentry, Rough Carpentry, ACT, Interior Demolition, Siding, Decks, Restorations, Interior Fit-outs, Furniture Restoration.
Controller Ernest Manigo, Jr 2128821189 [email protected] www.wcsecurityllc.com 7187097756
  • Minority Owned Business (MBE)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • Equal Employment Opportunity (EEO)
Security and Protection
Surveillance
Covid-19 Social Distancing Ambassador
Core Construction Group LLC SAIF CHAUDHRY 212-920-1926 [email protected] CORECONSTRUCTIONGROUP.COM
  • Minority Owned Business (MBE)
CONCRETE, MASONRY, TILE, PAVERS BATHROOM KITCHEN REMODELING, BRICK WORK
CRS-Corporate Relocation Systems Inc. Dimitri Mortsakis 17182155924 [email protected] www.crsmove.com
Drexel Hamilton, LLC Kelvin Hart 12023270432
  • Minority Owned Business (MBE)
  • Service Disabled Veteran Owned Business (SDVOB)
EMPERORS SECURITY SERVICES INC Naheem A Oyebanjo 718-415-7203 [email protected] www.emperorssinc.org 1516-758-7046
  • Minority Owned Business (MBE)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • Disadvantaged Business Enterprise (DBE)
Adeyanju Mosunmola
Namic Mosque
Security Guard Services
Fireguard services
Budget: $290,000
Dates of Engagement: 02 /2018
Phone: 917-635-5915
Email: [email protected]
FAC PROPETYS LLC FERRIS A CHRISTIAN 13478250732 [email protected]
  • Minority Owned Business (MBE)
Property Management and Construction
FBY Security Services Inc Babatunde Fadairo 8333297233 [email protected] www.fbysecuritysvs.com 8456538110
  • Minority Owned Business (MBE)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
Security Guard & Fire-Watch Service
FYAHWorksinc Adriel pratt 3474404458 [email protected] FYAHWorksinc.com
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
FIRESTOPPING
Intriguing Insights 6148892412
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
  • Disadvantaged Business Enterprise (DBE)
  • Equal Employment Opportunity (EEO)
JAL Ventures
  • Minority Owned Business (MBE)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • Disadvantaged Business Enterprise (DBE)
  • Equal Employment Opportunity (EEO)
JMFW PRINTING INC Koren Benbow 6466594580 [email protected] https://www.jmfwprintingny.com/
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
Contract Construction Blueprint Drawings, Large Format Printing, Booklets, Silkscreen, DTF, Embroidery Printing and Graphic Design Services.
Jones Lang LaSalle Americas, Inc. Derek Brovold 3122282584 [email protected] https://www.us.jll.com/ Task orders under the above include services to help DASNY meet potential finance and construction demands of its clients through organizational structures such as Public Private Partnerships (P3).
JSNY Construction Corp Jaswinder Singh 917-365-0680 [email protected] Tile Work/ Masonry
JU Estimating LLC Mike Calvin 703722864 [email protected]
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
  • Disadvantaged Business Enterprise (DBE)
  • Equal Employment Opportunity (EEO)
JU Estimating LLC Mike Calvin 701-721-8864 [email protected]
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
  • Disadvantaged Business Enterprise (DBE)
  • Equal Employment Opportunity (EEO)
KenHome Automation Incorporated Ekene 888-570-7018 [email protected] www.khasync.com 2075434562
  • Minority Owned Business (MBE)
  • Equal Employment Opportunity (EEO)
1. Audiovisual Equipments and Installation
2. Shades/Blinds
Kyshabu Enterprises LLC Shatice Boyd 13472472402 [email protected]
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
Legacy Construction Group NY INC. Sahil Singh (929) 543-8301 [email protected] www.legacyconstructionny.com General Renovation
Flooring
Stucco
Concrete
Pavers
Masonry
Painting
ETC.
LolitasLep LolitasLep 85865736392 [email protected] 81665883244
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
  • Disadvantaged Business Enterprise (DBE)
  • Equal Employment Opportunity (EEO)
Masterson Advisors Steven Kantor 19175452864 [email protected] https://mastersonadvisors.com/ Municipal/Financial Advisory work primarily in Texas until the recent addition of Steven Kantor and Kayla MacEwen
MCI Momentum Consulting, LLC Ivan A. Espiritusantos 2017379227 [email protected] www.mcimomentum.com
  • Minority Owned Business (MBE)
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
  • Disadvantaged Business Enterprise (DBE)
Construction Management, BIM (Building Information Modeling), Material Testing, NYC DOB Inspections
Metals 2000, Inc. Elliot Rusoff 8004541323 [email protected] 8004541323 Div 5, 7, 8, 10
MS UNLIMITED MARY BETH SBARAGLIA 3154371291 [email protected] WWW.MSUNLIM.COM 315-437-6086
  • Women Owned Business (WBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • Disadvantaged Business Enterprise (DBE)
materials
Natron Consuting Engineers Jeffrey Ansley 9254124662 [email protected]
Optimal Capital Group Mark Salimena 215-246-3438 [email protected]
Perfect Estimator Perfect Estimator 2129878789 [email protected] https://perfectestimator.com/
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
  • Disadvantaged Business Enterprise (DBE)
  • Equal Employment Opportunity (EEO)
We've covered all CSI division like Full GC, Electrical, Mechanical,Plumbing And all the DIVs as per th requirements.
Perfect Restoration Malik Jamil 646-626-2000 [email protected] https://www.perfect-restoration.com/
Platinum Services NY LLC richard elkon 2122532900 [email protected]
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
Public Resources Advisory Group, Inc. Bryan Moss 2125667800 [email protected] https://pragadvisors.com/ 2125667816 Financial Advisory Services
Resilient Support Services Frank DeGraw 5181818 [email protected] https://www.resilientsupportservices.com/
  • Service Disabled Veteran Owned Business (SDVOB)
Rockfleet Financial Services, Inc. Banking Analyst 212-257-2205 [email protected] www.rockfleetfinancial.com 914-257-7358
  • Women Owned Business (WBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
securities broker dealer, underwriting, public finance, investment advisory, financial advisory, municipal advisory, private placements
Segel & Co., Inc. William Segel 9145230766 [email protected] www.segelandco.com (914) 236-5455
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
Demolition, Sitework, Excavation, Concrete, and Utilities
Shahrish Shuvo Engineering P.C. Margaret Rohan 212 433 2829 x138 [email protected] www.BravoInc.com
  • Minority Owned Business (MBE)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • Disadvantaged Business Enterprise (DBE)
SIALCC mohammad zaka 6465459179 [email protected]
  • Minority Owned Business (MBE)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • Equal Employment Opportunity (EEO)
SPS ENTERPRISE GROUP INC PREMA CHOWDHURY 4134719460
stark estimating ashley Homes 6094454412
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
  • Disadvantaged Business Enterprise (DBE)
  • Equal Employment Opportunity (EEO)
Sycamore Advisors LLC Lucien Harlow-Dion 2035356067 [email protected] http://www.sycamoreadvisors.com/ 317.631.1901
  • Women Owned Business (WBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • Equal Employment Opportunity (EEO)
Advisory
TKG & Associates LLC Charlotte Knight-Marshall 212-601-2627 [email protected] tkgassociates.net 866-871-0043
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • Disadvantaged Business Enterprise (DBE)
Municipal Advisory Service
WISECOM TECHNOLOGIES Inc. Jeff Peter 2406305100 [email protected] https://wisecomtech.com/
zunair zunair khan +923055520419 [email protected]
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
  • Disadvantaged Business Enterprise (DBE)
  • Equal Employment Opportunity (EEO)

Firms submitting Expressions of Interests (EOI). Top firms deemed qualified by review of their respective EOI’s are Shortlisted and issued a Request for Proposal (RFP).

RfpNoeoidueFirmNameAddress1address2CitystatecodeZIP5ContactPersonPhoneNumberEmail
757610/29/2021Acacia Financial Group, Inc.6000 Midlantic Drive, Suite 410 North Mount LaurelNJ8054Acacia Financial Group, Inc.(212) 432-4020 
757610/29/2021Backstrom McCarley Berry & Co., LLC115 Sansome St., Mez A San FranciscoCA94104Backstrom McCarley Berry & Co., LLC(415) 392-5505 
757610/29/2021Hilltop Securities Inc1201 Elm Street DallasTX75270Hilltop Securities Inc(214) 953-8761 
757610/29/2021Lamont Financial Services Corporation30 Two Bridges RoadSuite 205FairfieldNJ7004Lamont Financial Services Corporation(973) 785-8900 
757610/29/2021Mohanty Gargiulo LLC230 Park Avenue, 3rd Floor West New YorkNY10169Mohanty Gargiulo LLC(212) 898-9091 
757610/29/2021Optimal Capital Group LLC110 Front Street Suite 300 JupiterFL33477Optimal Capital Group LLC(215) 665-5651 
757610/29/2021PFM Financial Advisors LLC1735 Market Street 42nd Floor PhiladelphiaPA19103PFM Financial Advisors LLC(212) 809-4212 
757610/29/2021PFM Swap Advisors LLC1735 Market Street, 43rd Floor PhiladelphiaPA19103PFM Swap Advisors LLC(215) 567-6100 
757610/29/2021Phoenix Capital Partners1528 Walnut Street, Suite 703 PhiladelphiaPA19102Phoenix Capital Partners(215) 568-9921 
757610/29/2021Public Resources Advisory Group Inc.39 Broadway, Suite 1210 New YorkNY10006Public Resources Advisory Group Inc.(212) 566-7800 
757610/29/2021Rockfleet Finanical Services, Inc.420 Lexington Avenue, Suite 300 New YorkNY10170Rockfleet Finanical Services, Inc.(212) 257-2205 

The list below contains contractors and bid amounts received in response to the solicitation for the above referenced project. The list is for information only and is subject to change. The list does not guarantee or represent future award of the Contract to any entity listed. All bids submitted remain under review until such time as a Contract is awarded.

RfpNoeoidueFirmNameAddress1address2CitystatecodeZIP5ContactPersonPhoneNumberEmail
757610/29/2021Acacia Financial Group, Inc.6000 Midlantic Drive, Suite 410 North Mount LaurelNJ8054Acacia Financial Group, Inc.(212) 432-4020 
757610/29/2021Lamont Financial Services Corporation30 Two Bridges RoadSuite 205FairfieldNJ7004Lamont Financial Services Corporation(973) 785-8900 
757610/29/2021Optimal Capital Group LLC110 Front Street Suite 300 JupiterFL33477Optimal Capital Group LLC(215) 665-5651 
757610/29/2021PFM Financial Advisors LLC1735 Market Street 42nd Floor PhiladelphiaPA19103PFM Financial Advisors LLC(212) 809-4212 
757610/29/2021PFM Swap Advisors LLC1735 Market Street, 43rd Floor PhiladelphiaPA19103PFM Swap Advisors LLC(215) 567-6100 
757610/29/2021Phoenix Capital Partners1528 Walnut Street, Suite 703 PhiladelphiaPA19102Phoenix Capital Partners(215) 568-9921 
757610/29/2021Public Resources Advisory Group Inc.39 Broadway, Suite 1210 New YorkNY10006Public Resources Advisory Group Inc.(212) 566-7800