Underwriting Services - Cancelled

Solicitation #:4545
Issue Date:07/18/2019
Proposal Due:08/12/2019 - 5:00 PM
Classification:Professional Services
Type:Request for Proposal (RFP)
Status:Cancelled
Contract Terms
Two years with one year extension at management's discretion
Location Where Goods to be Delivered or Service Performed
New York State

DASNY has decided to cancel the Underwriting Services procurement. A new solicitation for these services will be issued in the near future. Please continue to check DASNY’s website or the NYS Contract Reporter for its release.

The Dormitory Authority State of New York (DASNY) seeks proposals from qualified firms, registered with FINRA and/or SEC, to serve as Senior Managing Underwriters, Co-Managing Underwriters and Selling Group Members in connection with the proposed future issuance of bonds by DASNY. It is intended that multiple firms that are qualified underwriters will be selected for inclusion on DASNY’s Qualified Underwriter List (“List”). DASNY expects to sell bond issues through the Personal Income Tax Revenue Bond Program and the Sales Tax Revenue Bond Program during the term of this engagement. Firms included on the List may also be used for other financings that may be undertaken by DASNY during the engagement period.

Interested firms must:  demonstrate experience, the ability to structure and sell DASNY’s bond issues, knowledge and technical expertise, capitalization, diversity and commitment to equal opportunity programs.  Firms applying to be Senior Managing Underwriters must also demonstrate insights and provide new ideas.

DASNY is committed to diversity and equal employment opportunities among its banking firms.  It is the goal of DASNY to utilize qualified banking firms that have a demonstrated history of hiring, training, developing, promoting, and retaining minority and female staff persons.  It is also the goal of DASNY to encourage participation by qualified certified Minority, Woman and Small Business Enterprises (MWSBE) and Services-Disabled Veteran-Owned Businesses (SDVOB) to the maximum extent practical and consistent with legal requirements.

Firms interested in responding to this solicitation may access the RFP and related documents from DASNY’s website at https://www.dasny.org/index.php/opportunities/rfps-bids
The deadline for responses to the RFP is 5:00pm on August 12, 2019. Responses received after this date will not be accepted.

In accordance with State Finance Law § 139-j and § 139-k, this solicitation includes and imposes certain restrictions on communications between Dormitory Authority personnel and an Offerer during the procurement process.  The designated staff for this procurement is Nicole White, RFP Coordinator (ph: 518-257-3667, Email: [email protected]).  Contacts made to other Dormitory Authority personnel regarding this procurement may disqualify the Offerer and affect future procurements with governmental entities in the State of New York.  Please refer to the Authority’s website (www.dasny.org) for Authority policy and procedures regarding this law, or the OGS website (www.ogs.state.ny.us/aboutogs/regulations/defaultAdvisoryCouncil html) for more information about this law. All proposers, domestic and foreign, must be in compliance with New York State business registration requirements. Contact the NYS Department of State regarding compliance.  In addition, business entities proposing to provide professional engineering services must obtain a Certificate of Authorization to Provide Engineering Services in New York State from the State Education Department.  Proposals must be submitted in the full legal name of the proposer, or the full legal name plus a registered assumed name of the proposer, if any.

Primary Contact

Submit To Contact

Company Name Contact Name Phone Email Website Fax Designation Goods/Services
Academy Securities Francis B. McKenna
  • Minority Owned Business (MBE)
  • Service Disabled Veteran Owned Business (SDVOB)
Bond underwriting.
AL RASHEED GROUP OF CONSTRUCTION INC MUHAMMAD WAQAR 3475868221 [email protected]
  • Minority Owned Business (MBE)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
CONCRETE (REPAIR, POURING CONCRETE, PAVERS, ETC..)
Interior & Exterior, MTA roll up door, sand placement
Asphalt, Demolition, Renovation, Paint, Fencing and all type of constructional work.
Alva Web Page
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
  • Disadvantaged Business Enterprise (DBE)
  • Equal Employment Opportunity (EEO)
Avigilon Claire Underwood 214-306-7592 [email protected] http://avigilon.com/
Bond.One Jon Garfield 9086983984 [email protected] https://bond.one/ Bond.One is an administrative agent technology provider, offering debt servicing, coupon/interest payment processing, and custodial services through banking partnerships. Bond.One utilizes a distributed ledger as the registrar, servicing sa the source of truth for debt ownership and account information.
Boro Sawmill & Timber Co. Inc. Arun Sengupta 973-832-4607 [email protected] www.borosawmill.com 973-832-4615
  • Equal Employment Opportunity (EEO)
eagle express security services inc ugochukwu enyinnah 3476065481 [email protected] eagleexpresssecurity.com
  • Minority Owned Business (MBE)
security officers supplied for a house party event for 3 days consecutive, twenty four hours protection for lives and properties in queens .new york
Energy Fencing Inc. Kenroy Edwards 347-858-5093 [email protected] http://www.chainlinkfencinginbrooklynny.com/
  • Minority Owned Business (MBE)
  • Disadvantaged Business Enterprise (DBE)
All Types of Fencing:

* Chain Link Fencing
* PVC Fencing
* Construction Fencing
* Wood Fencing
* Wrought Iron Fencing
ghi construction james destra [email protected] ghiconstruction.com 718 235 1470
  • Minority Owned Business (MBE)
Interior Renovations
Greenr World Inc Aaron Landman 646.389.0049 [email protected] www.greenrworld.com
  • Equal Employment Opportunity (EEO)
Landscape design and installation of artificial grass for residential, commercial, rooftop, pet areas, playgrounds and sports applications.
InterFaith Productions Inc LaSonya Thompson 3479153106 [email protected] http://interfaithfilmfest.com
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
JTS Health Partners Whitney Boulden [email protected] https://jtshealthpartners.com/
KeyBanc Capital Markets, Inc. Brendan Baxter 7036069335 [email protected] www.key.com co-manager public finance
NPO Grant Consulting 5167651060 [email protected] www.npogrants.com
NW Financial Group,LLC Norma Gilyard 2016560115 [email protected] www.nwfinancial.com 2016564905 Financial Advsiory/consulting, swap advisory
Pro-Tech Engineering, Pllc Bharat Patel 2129339277 [email protected] www.ptepc.com
  • Minority Owned Business (MBE)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • Disadvantaged Business Enterprise (DBE)
Engineering design work & filing with NYC DOB. Facade inspection work.
Remarkable Musings 5132715391
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
  • Disadvantaged Business Enterprise (DBE)
  • Equal Employment Opportunity (EEO)
True Role Dynasty Nnamdi T. Ananaba Jr 3475925265 [email protected] www.trueroledynasty.com 212-591-6153
  • Minority Owned Business (MBE)
UBS Mark Price 212-821-3630 [email protected] www.ubs.com
Winona Web Resource
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
  • Disadvantaged Business Enterprise (DBE)
  • Equal Employment Opportunity (EEO)
Zachary Journal 7044372451
  • Minority Owned Business (MBE)
  • Women Owned Business (WBE)
  • Service Disabled Veteran Owned Business (SDVOB)
  • NYS Certified Minority Owned Business (NYS-Cert. MBE)
  • NYS Certified Women Owned Business (NYS-Cert. WBE)
  • NYS Certified Service Disabled Veteran Owned Business (NYS Cert. SDVOB)
  • Disadvantaged Business Enterprise (DBE)
  • Equal Employment Opportunity (EEO)