The Dormitory Authority State of New York (DASNY) seeks proposals from qualified firms, registered with FINRA and/or SEC, to serve as Senior Managing Underwriters, Co-Managing Underwriters and Selling Group Members in connection with the proposed future issuance of bonds by DASNY. It is intended that multiple firms that are qualified underwriters will be selected for inclusion on DASNY’s Qualified Underwriter List (“List”). DASNY expects to sell bond-issues through the Personal Income Tax Revenue Bond Program and the Sales Tax Revenue Bond Program during the term of this engagement. Firms included on the List may also be used for other financings that may be undertaken by DASNY during the engagement period.
Interested firms must demonstrate: experience, the ability to structure and sell DASNY’s bond issues, knowledge and technical expertise, capitalization, diversity and commitment to equal opportunity programs. Firms applying to be Senior Managing Underwriters must also demonstrate insights and provide new ideas.
DASNY is committed to diversity and equal employment opportunities among its contractors, consultants, and vendors. It is the policy to maximize opportunities for the participation of Minority-Owned, Women-Owned (M/WBE), and Service-Disabled Veteran-Owned Businesses (SDVOB) firms. Although no goals for participation in the work by certified M/WBE and SDVOB firms have been established for this procurement, the selected firms shall use good faith efforts to provide for meaningful participation by M/WBE and SDVOB firms in the work where feasible.
Pursuant to Executive Order No. 170.1 – Uniform Guidelines for Responsibility Determinations, Executive Order No. 125 – NYS Vendor Responsibility Questionnaire and Executive Order No. 192 – Continuing Vendor Integrity, DASNY may only award a contract to a responsible proposer. A responsible proposer must have the integrity to justify the award of public dollars and the capacity to perform the requirements of the contract fully. The proposer must file a vendor responsibility questionnaire with DASNY. The questionnaire provides the proposer an opportunity to self-disclose any issues and provide necessary information, which DASNY will use as part of its determination.
Firms interested in responding to this solicitation may access the RFP from DASNY’s website at https://www.dasny.org/index.php/opportunities/rfps-bids. The deadline for responses to the RFP is 3:00PM on November 29, 2022. Responses received after this date will not be accepted.
In accordance with State Finance Law § 139-j and § 139-k, this solicitation includes and imposes certain restrictions on communications between Dormitory Authority personnel and an Offeror during the procurement process. The designated staff for this procurement is David Fenichel, Email: ([email protected]). Contacts made to other Dormitory Authority personnel regarding this procurement may disqualify the Offeror and affect future procurements with governmental entities in the State of New York. Please refer to the Authority’s website (www.dasny.org) for Authority policy and procedures regarding this law, or the OGS website (https://ogs.ny.gov/acpl/procurement-lobbying-law) (www.ogs.state.ny.us/aboutogs/regulations/defaultAdvisoryCouncil.html) for more information about this law. All proposers, domestic and foreign, must be in compliance with New York State business registration requirements. Contact the NYS Department of State regarding compliance.
Primary Contact
Dave Fenichel
Contract Administrator
DASNY
Professional Services
Albany
515 Broadway
Albany, NY 12207
United States
Phone: 518-257-3071
Email: [email protected]
Secondary Contact
Christopher Currey
Sr. Contract Administrator
DASNY
Professional Services Contracts
Albany
515 Broadway
Albany , NY 12207
United States
Phone: 518-257-3589
Email: [email protected]
Submit To Contact
Dave Fenichel
Contract Administrator
DASNY
Professional Services
Albany
515 Broadway
Albany, NY 12207
United States
Phone: 518-257-3071
Email: [email protected]
| Company Name | Contact Name | Phone | Website | Fax | Designation | Goods/Services | |
|---|---|---|---|---|---|---|---|
| Academy Securities, Inc. | Emilio Fernandez | 6463959858 | [email protected] | www.academysecurities.com |
|
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| AmeriVet Securities, Inc. | Michael Dmitriyevich | 6468096940 | [email protected] | amerivetsecurities.com |
|
Co-Managing Underwriter | |
| Best NY Construction INC | Shahzad Ahmad | 7183086144 | [email protected] |
|
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| Boateng Creatives Consulting LLC | Kalema Boateng | 6464214995 | [email protected] | www.boatengcreatives.com |
|
strategic planning, event management, general consulting | |
| Caring Homes for the Homeless, inc. | Shacora T Gordon | 4754494556 | [email protected] | https://caringhomesforthehomeless.com |
|
none | |
| Children's Health Fund | Maureen Fox | 2125359400 | [email protected] | www.childrenshealthfund.org |
|
||
| Core Construction Group LLC | SAIF CHAUDHRY | 212-920-1926 | [email protected] | CORECONSTRUCTIONGROUP.COM |
|
CONCRETE, MASONRY, TILE, PAVERS BATHROOM KITCHEN REMODELING, BRICK WORK | |
| Crews & Associates | Ryan Higgins | 8574085112 | [email protected] | ||||
| CRS-Corporate Relocation Systems Inc. | Dimitri Mortsakis | 17182155924 | [email protected] | www.crsmove.com | |||
| Estrada Hinojosa & Company, Inc. | Belinda Garza | 2146581670 | [email protected] | www.estradahinojosa.com | 2142928849 |
|
Underwriting; |
| FAC PROPETYS LLC | FERRIS A CHRISTIAN | 13478250732 | [email protected] |
|
Property Management and Construction | ||
| FBY Security Services Inc | Babatunde Fadairo | 8333297233 | [email protected] | www.fbysecuritysvs.com | 8456538110 |
|
Security Guard & Fire-Watch Service |
| Fidelity Investments | Dan Noonan | 617 563 3890 | [email protected] | ||||
| Friends Traders | Faisal Aziz Bhatti | +923121409208 | [email protected] |
|
|||
| FYAHWorksinc | Adriel pratt | 3474404458 | [email protected] | FYAHWorksinc.com |
|
FIRESTOPPING |
|
| Guarantee Estimation | James Vince | 0 | |||||
| Intercoastal Capital Markets, Inc. | Vincent McCallion | 908-200-2306 | [email protected] | http://www.intercoastalcap.com/ | Broker Dealer specializing in fixed income products: municipal bonds, government bill, notes and bonds. Also, make markets in US government agencies, Certificates of Deposits and corporate debt securities. | ||
| Janney Montgomery Scott LLC | Brigid Lau | 2156654528 | [email protected] | www.janney.com |
|
||
| JMFW PRINTING INC | Koren Benbow | 6466594580 | [email protected] | https://www.jmfwprintingny.com/ |
|
Contract Construction Blueprint Drawings, Large Format Printing, Booklets, Silkscreen, DTF, Embroidery Printing and Graphic Design Services. | |
| JSNY Construction Corp | Jaswinder Singh | 917-365-0680 | [email protected] | Tile Work/ Masonry | |||
| JU Estimating LLC | Mike Calvin | 703722864 | [email protected] |
|
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| JU Estimating LLC | Mike Calvin | 701-721-8864 | [email protected] |
|
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| KenHome Automation Incorporated | Ekene | 888-570-7018 | [email protected] | www.khasync.com | 2075434562 |
|
1. Audiovisual Equipments and Installation 2. Shades/Blinds |
| Legacy Construction Group NY INC. | Sahil Singh | (929) 543-8301 | [email protected] | www.legacyconstructionny.com | General Renovation Flooring Stucco Concrete Pavers Masonry Painting ETC. |
||
| LolitasLep | LolitasLep | 85865736392 | [email protected] | 81665883244 |
|
||
| Mesirow Financial, Inc. | Joan Savage | 312-595-2275 | [email protected] | www.mesirow.com |
|
||
| Morgan Stanley | Marisa Berry | 2127619472 | [email protected] | ||||
| MS UNLIMITED | MARY BETH SBARAGLIA | 3154371291 | [email protected] | WWW.MSUNLIM.COM | 315-437-6086 |
|
materials |
| Multi-Bank Securities, Inc. | Jillian Lewczynski | 8009679045 | [email protected] | mbssecurities.com |
|
Broker-dealer services | |
| Natron Consuting Engineers | Jeffrey Ansley | 9254124662 | [email protected] | ||||
| Pearls Construction, LLC. | Joe Hady | 2128459754 - (718) 285-2145 | [email protected] | https://pearlsenterprise.com/ | Our multidisciplinary built team is always ready to foster your project needs of; 1. CPM Scheduling (Creating Baseline Schedules on Primavera P6/Ms. Project – Audit & Review Schedules) 2. Delay Claims 3. BIM Coordination (3D, 4D & 5D modeling) and Clash/Conflicts resolution 4. EHASP and QA/QC Plans 5. Interior/Exterior 3D shots & Rendering |
||
| Perfect Estimator | Perfect Estimator | 2129878789 | [email protected] | https://perfectestimator.com/ |
|
We've covered all CSI division like Full GC, Electrical, Mechanical,Plumbing And all the DIVs as per th requirements. | |
| Perfect Restoration | Malik Jamil | 646-626-2000 | [email protected] | https://www.perfect-restoration.com/ | |||
| Platinum Services NY LLC | richard elkon | 2122532900 | [email protected] |
|
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| Resilient Support Services | Frank DeGraw | 5181818 | [email protected] | https://www.resilientsupportservices.com/ |
|
||
| Rice Financial Products Company | Shannon Dunn | 2129089200 | [email protected] | www.ricefinancialproducts.com | 2129089200 |
|
Bond underwriting |
| Samuel Adepegba dba Risk Management Solutions | Samuel Adepegba | 2677607246 | [email protected] |
|
Insurance and Risk Management | ||
| San Blas Securities, LLC | Eric Small | 800-559-0447 | [email protected] | www.sanblassecurities.com |
|
Investment Banking | |
| Shahrish Shuvo Engineering P.C. | Margaret Rohan | 212 433 2829 x138 | [email protected] | www.BravoInc.com |
|
||
| stark estimating | ashley Homes | 6094454412 |
|
||||
| Wells Fargo Bank NA | Kojo Asiedu | 212.214.2817 | [email protected] | https://www.wellsfargo.com/ | |||
| WISECOM TECHNOLOGIES Inc. | Jeff Peter | 2406305100 | [email protected] | https://wisecomtech.com/ |
The list below contains contractors and bid amounts received in response to the solicitation for the above referenced project. The list is for information only and is subject to change. The list does not guarantee or represent future award of the Contract to any entity listed. All bids submitted remain under review until such time as a Contract is awarded.
| 7590-Underwriting Services | |
|---|---|
| #RfpNoAward DateFirm | |
| 175901/3/2023"Academy Securities | Inc." |
| 275901/3/2023American Veterans Group | |
| 375901/3/2023"AmeriVet Securities | Inc." |
| 475901/3/2023Bancroft | |
| 575901/3/2023Barclays | |
| 675901/3/2023"Blaylock Van | LLC" |
| 775901/3/2023"BofA Securities | Inc." |
| 875901/3/2023Cabrera | |
| 975901/3/2023Citigroup | |
| 1075901/3/2023Crews | |
| 1175901/3/2023D.A. Davidson & Co. | |
| 1275901/3/2023Estrada | |
| 1375901/3/2023Goldman Sachs & Co. LLC | |
| 1475901/3/2023Great Pacific | |
| 1575901/3/2023Insperex | |
| 1675901/3/2023J.P. Morgan | |
| 1775901/3/2023Janney | |
| 1875901/3/2023Jefferies | |
| 1975901/3/2023KeyBanc | |
| 2075901/3/2023Loop Capital Markets | |
| 2175901/3/2023"Mesirow Financial | Inc." |
| 2275901/3/2023Mischler | |
| 2375901/3/2023Morgan Stanley | |
| 2475901/3/2023Multi-Bank | |
| 2575901/3/2023Oppenheimer & Co. Inc. | |
| 2675901/3/2023R. Seelaus | |
| 2775901/3/2023Ramirez & Co. | |
| 2875901/3/2023Raymond James | |
| 2975901/3/2023RBC Capital Markets | |
| 3075901/3/2023RBC-Copy | |
| 3175901/3/2023Rice | |
| 3275901/3/2023Robert W. Baird | |
| 3375901/3/2023Rockfleet | |
| 3475901/3/2023Roosevelt & Cross Incorporated | |
| 3575901/3/2023San Blass | |
| 3675901/3/2023Siebert Williams Shank LLC | |
| 3775901/3/2023Stern Brothers & Co. | |
| 3875901/3/2023Stifel | |
| 3975901/3/2023TD Securities | |
| 4075901/3/2023UBS Financial Services Inc. | |
| 4175901/3/2023Wells Fargo |